International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31361 to 31380 of 34708 results

Commercial Name Corporate Name URL Regulator Date
Regium Asset Management AG Poland - Polish Financial Supervision Authority 2015-08-03
blackpearl-asia.com Jersey - Jersey Financial Services Commission 2015-07-30
Bradquest Ltd Jersey - Jersey Financial Services Commission 2015-07-30
Helix Capital Investments Limited Poland - Polish Financial Supervision Authority 2015-07-30
First Confidential Securities AG Switzerland - Swiss Financial Market Supervisory Authority 2015-07-30
Capital Trade House Switzerland - Swiss Financial Market Supervisory Authority 2015-07-29
UK Options Switzerland - Swiss Financial Market Supervisory Authority 2015-07-29
Nakamura Corporation United Kingdom - Financial Conduct Authority 2015-07-28
Citigroup Investment//Citigroup Implementation Services Limited United Kingdom - Financial Conduct Authority 2015-07-24
Global Consulting Europe Austria - Financial Market Authority 2015-07-24
Warren Global Group Austria - Financial Market Authority 2015-07-24
Capital Invest Europe Austria - Financial Market Authority 2015-07-24
Kredit 2015 Kredit-X Ltd. Austria - Financial Market Authority 2015-07-24
PrimeTime Consulting Austria - Financial Market Authority 2015-07-24
Venture Invest PLC Austria - Financial Market Authority 2015-07-24
Keeley Consulting Denmark - Danish Financial Supervisory Authority 2015-07-24
DW Trading United Kingdom - Financial Conduct Authority 2015-07-23
ECO FORESTRY AG Switzerland - Swiss Financial Market Supervisory Authority 2015-07-23
Alpha Capital Ltd United Kingdom - Financial Conduct Authority 2015-07-23
Bulls & Bears Traders / Bulls and Bears LLC British Columbia - British Columbia Securities Commission 2015-07-20