International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 31381 to 31400 of 34708 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Nix Investment | Ontario - Ontario Securities Commission | 2015-07-20 | |||
| Trent Offshore Int. Immobiles Inv. Management&Tourism Informations Technology ltd. | Austria - Financial Market Authority | 2015-07-20 | |||
| AXN Trading | United Kingdom - Financial Conduct Authority | 2015-07-17 | |||
| UBS Wealth Management / UBS Global Wealth Management (CLONE) | United Kingdom - Financial Conduct Authority | 2015-07-17 | |||
| Ashoka Capital Markets | Luxembourg - Commission de Surveillance du Secteur Financier | 2015-07-16 | |||
| Norvell Associates | Denmark - Danish Financial Supervisory Authority | 2015-07-15 | |||
| Green Seed Capital - CDH Investments - United Global Trading - Gemsasia Investments Corporation - Burton Financial Planners - Euro Asia Invest - Moss Securities - Excel Management | Belgium - Financial Services and Markets Authority | 2015-07-14 | |||
| Plus Capital Group | Switzerland - Swiss Financial Market Supervisory Authority | 2015-07-10 | |||
| Plustocks | Switzerland - Swiss Financial Market Supervisory Authority | 2015-07-10 | |||
| GET Binary | Switzerland - Swiss Financial Market Supervisory Authority | 2015-07-10 | |||
| Persons claiming to be Carnegie Asset Management Fondsmæglerselskab A/S | Denmark - Danish Financial Supervisory Authority | 2015-07-09 | |||
| NFT Investment Limited / Now For Tomorrow Investment Limited | Hong Kong - Securities and Futures Commission | 2015-07-09 | |||
| Providers of 'Binary Options' and 'Forex Products' | Belgium - Financial Services and Markets Authority | 2015-07-07 | |||
| Wells Goldman | Hong Kong - Securities and Futures Commission | 2015-07-07 | |||
| ALTR Alternative Fund Managers | United Kingdom - Financial Conduct Authority | 2015-07-06 | |||
| PJM Tax Practice | Ontario - Ontario Securities Commission | 2015-07-03 | |||
| Capital Joy Development Limited | Ontario - Ontario Securities Commission | 2015-07-03 | |||
| Capstone Securities, LLC | Ontario - Ontario Securities Commission | 2015-07-03 | |||
| International Asset Management Group Ltd | United Kingdom - Financial Conduct Authority | 2015-07-03 | |||
| Thomas Loppacher | United Kingdom - Financial Conduct Authority | 2015-07-02 |
