International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 32001 to 32020 of 37761 results

Commercial Name Corporate Name URL Regulator Date
Pearl Asia Holdings Limited Australia - Australian Securities and Investments Commission 2017-12-11
Imperial Equity Holdings Australia - Australian Securities and Investments Commission 2017-12-11
Hamilton Wealth Advisors Australia - Australian Securities and Investments Commission 2017-12-11
Jacob Morgan Investment House Australia - Australian Securities and Investments Commission 2017-12-11
Cathay DuPont Limited Australia - Australian Securities and Investments Commission 2017-12-11
Empire Capital Partners Australia - Australian Securities and Investments Commission 2017-12-11
Prime CFDs Australia - Australian Securities and Investments Commission 2017-12-11
Koenig Rowe – Campbell Alliance Australia - Australian Securities and Investments Commission 2017-12-11
Reinhard Hofer International Australia - Australian Securities and Investments Commission 2017-12-11
JJ Matthias Asset Management Australia - Australian Securities and Investments Commission 2017-12-11
Royce Equity Management Australia - Australian Securities and Investments Commission 2017-12-11
Amundi Asset Management (Clone of EEA authorised firm) United Kingdom - Financial Conduct Authority 2017-12-08
Asset Link International United Kingdom - Financial Conduct Authority 2017-12-08
Cybertrust S.A. Luxembourg - Commission de Surveillance du Secteur Financier 2017-12-07
www.international-trading.com Austria - Financial Market Authority 2017-12-07
Coverdeal Holdings Limited Poland - Polish Financial Supervision Authority 2017-12-07
Mianchang Financial Holdings Hong Kong Limited Hong Kong - Securities and Futures Commission 2017-12-07
Loan Syndicate Belgium - Financial Services and Markets Authority 2017-12-07
TAYLOR & CLARK / TAYLOR AND CLARK / TC WEALTH United Kingdom - Financial Conduct Authority 2017-12-06
ADN UK Finance (CLONE) United Kingdom - Financial Conduct Authority 2017-12-06