International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 32061 to 32080 of 33329 results

Commercial Name Corporate Name URL Regulator Date
Pennington Global British Columbia - British Columbia Securities Commission 2012-03-19
Brady & Bell Acquisition Ltd Sweden - Finansinspektionen 2012-03-19
Massaki, Lane & Associates Sweden - Finansinspektionen 2012-03-19
Michael John Hammond United Kingdom - Financial Conduct Authority 2012-03-16
IncoNeon Ltd. Switzerland - Swiss Financial Market Supervisory Authority 2012-03-15
Thompson Associates United Kingdom - Financial Conduct Authority 2012-03-15
Richmond Grant Security & Transfer Inc. Sweden - Finansinspektionen 2012-03-15
Lefroy Hudson Sweden - Finansinspektionen 2012-03-15
MTC Global Financial Services / MTC Global Group Sweden - Finansinspektionen 2012-03-15
AIFA Global Market United Kingdom - Financial Conduct Authority 2012-03-15
LJF Asesores, SL Spain - Comisión Nacional del Mercado de Valores 2012-03-15
Global Investment Management Czech Republic - Czech National Bank 2012-03-15
Sumitomo Global Denmark - Danish Financial Supervisory Authority 2012-03-14
Nano4x Limited Mauritius - Financial Services Commission 2012-03-14
Global World Mergers and Acquisitions Ireland - Central Bank of Ireland 2012-03-14
Monarch Wealth Consultants Ireland - Central Bank of Ireland 2012-03-14
Northern Capital United Kingdom - Financial Conduct Authority 2012-03-13
UST Financial Services Corp. Sweden - Finansinspektionen 2012-03-13
Sunline Transfer Agents United Kingdom - Financial Conduct Authority 2012-03-13
Alliance Finance Plc Jersey - Jersey Financial Services Commission 2012-03-13