International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 32221 to 32240 of 37761 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Asset Consulting / Consultant Services | United Kingdom - Financial Conduct Authority | 2017-09-19 | |||
| Polska Grupa Inwestycyjna | Poland - Polish Financial Supervision Authority | 2017-09-19 | |||
| Apollo Swiss Services AG | Switzerland - Swiss Financial Market Supervisory Authority | 2017-09-19 | |||
| DBL Asset Management S.A. | Luxembourg - Commission de Surveillance du Secteur Financier | 2017-09-18 | |||
| Apollo Swiss Services AG | Switzerland - Swiss Financial Market Supervisory Authority | 2017-09-18 | |||
| Zurich Capital | Switzerland - Swiss Financial Market Supervisory Authority | 2017-09-15 | |||
| WeeCONOMY AG | Czech Republic - Czech National Bank | 2017-09-14 | |||
| YF Asset Management Limited | Austria - Financial Market Authority | 2017-09-13 | |||
| Werner Stocker | Hong Kong - Securities and Futures Commission | 2017-09-13 | |||
| Bellmore Group,Devin Consultants,Excon Fuji Securities,Olivier and Mann,Orix Capital Trading,Westward Holdings | Belgium - Financial Services and Markets Authority | 2017-09-12 | |||
| EasyGestions,FXUnited/United Global Holdings Limited,Markets Premium,OneTwoTrade/Up & Down Marketing Ltd,Suisse Option,Primary Stream Limited,TorOption,Tp-Markets/Hubstone Holdings Ltd,VIP Markets,XFR Financial/E New Sp Z.o.o. | Belgium - Financial Services and Markets Authority | 2017-09-12 | |||
| www.faalimited.com | Hong Kong - Securities and Futures Commission | 2017-09-12 | |||
| Escuela Trades | Hong Kong - Securities and Futures Commission | 2017-09-12 | |||
| CMC Gao Hua | Sweden - Finansinspektionen | 2017-09-12 | |||
| ITO Ventures | Sweden - Finansinspektionen | 2017-09-12 | |||
| Cavendish & Finch | Austria - Financial Market Authority | 2017-09-12 | |||
| Naftoil (Raphaël Comté) | France - Autorité des marchés financiers | 2017-09-12 | |||
| Cathay DuPont | Luxembourg - Commission de Surveillance du Secteur Financier | 2017-09-11 | |||
| Positive Lending | United Kingdom - Financial Conduct Authority | 2017-09-11 | |||
| Genworth Consultant Group | United Kingdom - Financial Conduct Authority | 2017-09-11 |
