International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 32521 to 32540 of 37772 results

Commercial Name Corporate Name URL Regulator Date
Carl & Tony Limited Hong Kong - Securities and Futures Commission 2017-07-18
Toronto Sumitomo Trading International (TST International) The Netherlands - The Dutch Authority for the Financial Markets 2017-07-18
Unique Finance Switzerland - Swiss Financial Market Supervisory Authority 2017-07-18
GSI Markets United Kingdom - Financial Conduct Authority 2017-07-17
Donalds and Brinkley United Kingdom - Financial Conduct Authority 2017-07-17
Sakai, Yao and Partners United Kingdom - Financial Conduct Authority 2017-07-14
Multi Strategy Investment Limited United Kingdom - Financial Conduct Authority 2017-07-14
Jonathan & Carly Holdings Hong Kong - Securities and Futures Commission 2017-07-14
Excon Fuji Securities Hong Kong - Securities and Futures Commission 2017-07-14
Asia Century Investment Limited Hong Kong - Securities and Futures Commission 2017-07-14
Regal Asset Investment / Regal Asset Investment LLC Hong Kong - Securities and Futures Commission 2017-07-14
Win the World Futures Co Ltd/Futures Win the world Hong Kong - Securities and Futures Commission 2017-07-14
West Pacific Dealers Hong Kong - Securities and Futures Commission 2017-07-14
AXA IM Asia (clone) United Kingdom - Financial Conduct Authority 2017-07-13
Kennedy Kilbride Ireland - Central Bank of Ireland 2017-07-13
Rothschild Asset Management (clone) United Kingdom - Financial Conduct Authority 2017-07-12
1875-Finance Invest Luxembourg - Commission de Surveillance du Secteur Financier 2017-07-12
Alpha Consulting United Kingdom - Financial Conduct Authority 2017-07-12
ZAR Solutions Limited British Virgin Islands - British Virgin Islands Financial Services Commission 2017-07-12
E-Crypto Trade & Finance Group, Inc. British Virgin Islands - British Virgin Islands Financial Services Commission 2017-07-12