International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4021 to 4040 of 30139 results

Commercial Name Corporate Name URL Regulator Date
springprotrade United States of America - Securities and Exchange Commission 2024-07-01
Speed Funds Recovery United States of America - Securities and Exchange Commission 2024-07-01
Spectrum Global International United States of America - Securities and Exchange Commission 2024-07-01
Spartan Capital Asset Management United States of America - Securities and Exchange Commission 2024-07-01
SparkleWhite FX United States of America - Securities and Exchange Commission 2024-07-01
Sovereign Pacific Inc. United States of America - Securities and Exchange Commission 2024-07-01
Sovereign Marketing United States of America - Securities and Exchange Commission 2024-07-01
Southampton Investment Services Inc. United States of America - Securities and Exchange Commission 2024-07-01
South Atlantic Securities United States of America - Securities and Exchange Commission 2024-07-01
Sony Global Asset Management, Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Solution Capital Partners LP United States of America - Securities and Exchange Commission 2024-07-01
Soloman Mckinley Associates United States of America - Securities and Exchange Commission 2024-07-01
Smith Kearney M&A United States of America - Securities and Exchange Commission 2024-07-01
Smith and Olsson United States of America - Securities and Exchange Commission 2024-07-01
Smith and Lockhart Associates United States of America - Securities and Exchange Commission 2024-07-01
Smith and Lincoln LLC United States of America - Securities and Exchange Commission 2024-07-01
Smartrex Ventures United States of America - Securities and Exchange Commission 2024-07-01
SmartfxMasters United States of America - Securities and Exchange Commission 2024-07-01
SmartCoins24 United States of America - Securities and Exchange Commission 2024-07-01
Smartautofxtrades United States of America - Securities and Exchange Commission 2024-07-01