International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4061 to 4080 of 30139 results

Commercial Name Corporate Name URL Regulator Date
Senaca Stock Transfer Inc. United States of America - Securities and Exchange Commission 2024-07-01
Select American Transfer Co. United States of America - Securities and Exchange Commission 2024-07-01
SeedChange Inc./SeedChange Execution Services Inc. United States of America - Securities and Exchange Commission 2024-07-01
Securities Validation Department United States of America - Securities and Exchange Commission 2024-07-01
Securities Transfer & Registration Group United States of America - Securities and Exchange Commission 2024-07-01
Securities Trading Commission United States of America - Securities and Exchange Commission 2024-07-01
Securities Trading Board United States of America - Securities and Exchange Commission 2024-07-01
Securities Regulatory Authority United States of America - Securities and Exchange Commission 2024-07-01
Securities Regulatory Agency United States of America - Securities and Exchange Commission 2024-07-01
Securities Regulation, Protection and Litigation Agency United States of America - Securities and Exchange Commission 2024-07-01
Securities Regulation and Recovery Bureau United States of America - Securities and Exchange Commission 2024-07-01
Securities Registration & Corporate Oversight Commission United States of America - Securities and Exchange Commission 2024-07-01
Securities Fraud Protection Authority United States of America - Securities and Exchange Commission 2024-07-01
Securities Compliance Agency United States of America - Securities and Exchange Commission 2024-07-01
Securities Board of Regulators United States of America - Securities and Exchange Commission 2024-07-01
Securities and Investments Protection Committee United States of America - Securities and Exchange Commission 2024-07-01
Securities and Investments Disputes Agency United States of America - Securities and Exchange Commission 2024-07-01
Securities and Financial Commission (SFC) United States of America - Securities and Exchange Commission 2024-07-01
Securities Africa Limited United States of America - Securities and Exchange Commission 2024-07-01
Securities Administration United States of America - Securities and Exchange Commission 2024-07-01