International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4101 to 4120 of 30139 results

Commercial Name Corporate Name URL Regulator Date
Santander Investment Securities Group United States of America - Securities and Exchange Commission 2024-07-01
Sanders Associates LLP United States of America - Securities and Exchange Commission 2024-07-01
Salvora Invest and Trade, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Safefxinvestment United States of America - Securities and Exchange Commission 2024-07-01
S-Acquisition Corp United States of America - Securities and Exchange Commission 2024-07-01
Ryan & Mahar, LLC United States of America - Securities and Exchange Commission 2024-07-01
Rothridge Consulting Group United States of America - Securities and Exchange Commission 2024-07-01
Rothman Securities United States of America - Securities and Exchange Commission 2024-07-01
Rosenthal & Goldberg Associates United States of America - Securities and Exchange Commission 2024-07-01
Rosenberg Corporate Law United States of America - Securities and Exchange Commission 2024-07-01
Rosen and Schmertz United States of America - Securities and Exchange Commission 2024-07-01
Rosen and Associates United States of America - Securities and Exchange Commission 2024-07-01
Rose & Cranfield United States of America - Securities and Exchange Commission 2024-07-01
Rootel Investment Service United States of America - Securities and Exchange Commission 2024-07-01
Roche Capital Partners LP United States of America - Securities and Exchange Commission 2024-07-01
Robinson Hurst M&A United States of America - Securities and Exchange Commission 2024-07-01
Robinson Capital Partners United States of America - Securities and Exchange Commission 2024-07-01
Robertson Ellis United States of America - Securities and Exchange Commission 2024-07-01
Robbins, McCaully, Appleby LLC United States of America - Securities and Exchange Commission 2024-07-01
Rixe Trade United States of America - Securities and Exchange Commission 2024-07-01