International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4221 to 4240 of 30139 results

Commercial Name Corporate Name URL Regulator Date
PCA Capital United States of America - Securities and Exchange Commission 2024-07-01
Paycoinchain United States of America - Securities and Exchange Commission 2024-07-01
Paxmint Investment Management Company United States of America - Securities and Exchange Commission 2024-07-01
Passive Trade Plan United States of America - Securities and Exchange Commission 2024-07-01
Parker & Mckenzie, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Parker & Masters LLC United States of America - Securities and Exchange Commission 2024-07-01
Parkbrook Capital Inc. aka Parkbrook Inc. United States of America - Securities and Exchange Commission 2024-07-01
Park Avenue Mergers and Acquisitions LLC United States of America - Securities and Exchange Commission 2024-07-01
Paragon Traders United States of America - Securities and Exchange Commission 2024-07-01
Paragon Capital Group, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Pan American Acquisition Group United States of America - Securities and Exchange Commission 2024-07-01
Palmieri Angnardo & Co Inc. United States of America - Securities and Exchange Commission 2024-07-01
Pacific Ventures Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Pacific Capital Management LLC United States of America - Securities and Exchange Commission 2024-07-01
Pacific Capital Management LLC United States of America - Securities and Exchange Commission 2024-07-01
Pacific American Securities United States of America - Securities and Exchange Commission 2024-07-01
P.J. Solomon Securities LLC, a.k.a. P.J. Solomon LLC United States of America - Securities and Exchange Commission 2024-07-01
P.A.N. Securities LP United States of America - Securities and Exchange Commission 2024-07-01
Oxford Mergers and Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Overseas Security Trading Protection Commission United States of America - Securities and Exchange Commission 2024-07-01