International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4261 to 4280 of 30139 results

Commercial Name Corporate Name URL Regulator Date
Octacoin Capital United States of America - Securities and Exchange Commission 2024-07-01
Ocminvestments.ltd. United States of America - Securities and Exchange Commission 2024-07-01
Obrien & Shepard Inc. United States of America - Securities and Exchange Commission 2024-07-01
Oasis Options United States of America - Securities and Exchange Commission 2024-07-01
Oasis Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
O'Coone, McCormack & Button Ltd. United States of America - Securities and Exchange Commission 2024-07-01
NYSE Block Finance. Aka nyseplatform.com United States of America - Securities and Exchange Commission 2024-07-01
NY Finance Ltd. United States of America - Securities and Exchange Commission 2024-07-01
NW Advisors LLC United States of America - Securities and Exchange Commission 2024-07-01
NTCoinma United States of America - Securities and Exchange Commission 2024-07-01
NT Financial Services United States of America - Securities and Exchange Commission 2024-07-01
Novus Trades United States of America - Securities and Exchange Commission 2024-07-01
Nortia Account Management United States of America - Securities and Exchange Commission 2024-07-01
Northwest Mergers and Acquisitions, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Northwest Global Management, Inc. United States of America - Securities and Exchange Commission 2024-07-01
NorthPoint M&A Advisors NorthPoint M&A Advisors LLC United States of America - Securities and Exchange Commission 2024-07-01
Northern Alliance Group United States of America - Securities and Exchange Commission 2024-07-01
North Pacific Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
North American Securities Transfer United States of America - Securities and Exchange Commission 2024-07-01
Norsk Financial United States of America - Securities and Exchange Commission 2024-07-01