International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4361 to 4380 of 30139 results

Commercial Name Corporate Name URL Regulator Date
MBR Asset Management United States of America - Securities and Exchange Commission 2024-07-01
MBC Finance Group United States of America - Securities and Exchange Commission 2024-07-01
Mayor Mining FX United States of America - Securities and Exchange Commission 2024-07-01
Mayer and Connolly LLP United States of America - Securities and Exchange Commission 2024-07-01
May Capital Group LLC United States of America - Securities and Exchange Commission 2024-07-01
May Capital Group United States of America - Securities and Exchange Commission 2024-07-01
Maxwell Mergers & Acquisitions Group Inc. United States of America - Securities and Exchange Commission 2024-07-01
Maxwell Financial Services United States of America - Securities and Exchange Commission 2024-07-01
Maxwell Financial Services United States of America - Securities and Exchange Commission 2024-07-01
Maxwell Consultancy Limited United States of America - Securities and Exchange Commission 2024-07-01
Mathisen Financial United States of America - Securities and Exchange Commission 2024-07-01
Master Wealth Global United States of America - Securities and Exchange Commission 2024-07-01
Massaki, Lane and Associates United States of America - Securities and Exchange Commission 2024-07-01
Mason Securities LLC United States of America - Securities and Exchange Commission 2024-07-01
Martin Curtis Smith Group Limited Global Law United States of America - Securities and Exchange Commission 2024-07-01
Marshall Security & Transfer Inc. United States of America - Securities and Exchange Commission 2024-07-01
Marsh & Reede Capital United States of America - Securities and Exchange Commission 2024-07-01
Marcus KPO Services, LLC United States of America - Securities and Exchange Commission 2024-07-01
Marcus & Company Inc. United States of America - Securities and Exchange Commission 2024-07-01
Mannix M&A United States of America - Securities and Exchange Commission 2024-07-01