International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4381 to 4400 of 30314 results

Commercial Name Corporate Name URL Regulator Date
Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management United States of America - Securities and Exchange Commission 2024-07-01
Phenix Digital Solutions United States of America - Securities and Exchange Commission 2024-07-01
PFS Investments United States of America - Securities and Exchange Commission 2024-07-01
Pex Global Inc. United States of America - Securities and Exchange Commission 2024-07-01
Petron-Pay United States of America - Securities and Exchange Commission 2024-07-01
Peterson Capital Partners, Inc., a.k.a. Peterson Capital Partnership Inc. United States of America - Securities and Exchange Commission 2024-07-01
Peterson Advisors Limited, a.k.a. Peterson Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Peter Hamilton Law Firm & Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Permanent Fund LLC United States of America - Securities and Exchange Commission 2024-07-01
Perkins Consultancy Group United States of America - Securities and Exchange Commission 2024-07-01
Performance Equity Inc. United States of America - Securities and Exchange Commission 2024-07-01
Pennsylvania Division of Securities United States of America - Securities and Exchange Commission 2024-07-01
Pelican Trading Group United States of America - Securities and Exchange Commission 2024-07-01
Pegasus Mergers and Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Pederson Law Firm United States of America - Securities and Exchange Commission 2024-07-01
PDH Transfers LLC United States of America - Securities and Exchange Commission 2024-07-01
PCA Capital United States of America - Securities and Exchange Commission 2024-07-01
Paycoinchain United States of America - Securities and Exchange Commission 2024-07-01
Paxmint Investment Management Company United States of America - Securities and Exchange Commission 2024-07-01
Passive Trade Plan United States of America - Securities and Exchange Commission 2024-07-01