International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4581 to 4600 of 30314 results

Commercial Name Corporate Name URL Regulator Date
Lombard Grand Financials United States of America - Securities and Exchange Commission 2024-07-01
Logan Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Loeb King Capital Management United States of America - Securities and Exchange Commission 2024-07-01
LM Waterhouse United States of America - Securities and Exchange Commission 2024-07-01
Lloyds Commercial Finance United States of America - Securities and Exchange Commission 2024-07-01
Lloyds & Lambert Capital Ventures Inc. United States of America - Securities and Exchange Commission 2024-07-01
Lloyd Morgan Company United States of America - Securities and Exchange Commission 2024-07-01
Lloyd Brown Investments, Inc. United States of America - Securities and Exchange Commission 2024-07-01
LJ Portfolios, LLC United States of America - Securities and Exchange Commission 2024-07-01
Livingston Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Livetradingfx United States of America - Securities and Exchange Commission 2024-07-01
Litmus Capital Management Group LLC United States of America - Securities and Exchange Commission 2024-07-01
Liquidation Assets Protections Board United States of America - Securities and Exchange Commission 2024-07-01
Lindenberg Asset Management United States of America - Securities and Exchange Commission 2024-07-01
Lincoln Trust Transfer Agency LLC United States of America - Securities and Exchange Commission 2024-07-01
Lincoln International Fund LP United States of America - Securities and Exchange Commission 2024-07-01
Lincoln Equity Partners United States of America - Securities and Exchange Commission 2024-07-01
Lincoln & Rutherford Trust Management United States of America - Securities and Exchange Commission 2024-07-01
Liberty Ventures Holding Inc. United States of America - Securities and Exchange Commission 2024-07-01
Liberty Transfer Co. United States of America - Securities and Exchange Commission 2024-07-01