International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4641 to 4660 of 30314 results

Commercial Name Corporate Name URL Regulator Date
Keys Law Group United States of America - Securities and Exchange Commission 2024-07-01
Keswick Group United States of America - Securities and Exchange Commission 2024-07-01
Kensington Advisory & Investment Group United States of America - Securities and Exchange Commission 2024-07-01
Kennedy, Anderson & Lang United States of America - Securities and Exchange Commission 2024-07-01
Kenilworth Mergers & Acquisitions Inc. United States of America - Securities and Exchange Commission 2024-07-01
Keep Clearing Corporation LLC United States of America - Securities and Exchange Commission 2024-07-01
Karum Group LLC Law Firm United States of America - Securities and Exchange Commission 2024-07-01
Kaplan Mergers United States of America - Securities and Exchange Commission 2024-07-01
JT Limited Partnership United States of America - Securities and Exchange Commission 2024-07-01
JSM Financial United States of America - Securities and Exchange Commission 2024-07-01
JPR Capital Corp. United States of America - Securities and Exchange Commission 2024-07-01
Johnson McQuade Acquisitions Corp. United States of America - Securities and Exchange Commission 2024-07-01
John H. Slade & Co., Inc. United States of America - Securities and Exchange Commission 2024-07-01
JFA Advisors, LLC United States of America - Securities and Exchange Commission 2024-07-01
Jeremy Fleming International United States of America - Securities and Exchange Commission 2024-07-01
Jefferson Clark Associates United States of America - Securities and Exchange Commission 2024-07-01
JDL-Invest United States of America - Securities and Exchange Commission 2024-07-01
JD Trading United States of America - Securities and Exchange Commission 2024-07-01
JC Capital Markets LTD United States of America - Securities and Exchange Commission 2024-07-01
Janco Lazard Transfer Company United States of America - Securities and Exchange Commission 2024-07-01