International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4781 to 4800 of 30314 results

Commercial Name Corporate Name URL Regulator Date
Harris James Associates United States of America - Securities and Exchange Commission 2024-07-01
Harkins Law Firm United States of America - Securities and Exchange Commission 2024-07-01
Harbor Light Securities Inc. United States of America - Securities and Exchange Commission 2024-07-01
Hanworth Weir Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Hamza and Associates United States of America - Securities and Exchange Commission 2024-07-01
Hampton Capital Management United States of America - Securities and Exchange Commission 2024-07-01
Hammond Global Solutions LLC United States of America - Securities and Exchange Commission 2024-07-01
Hamilton and Pricehouse Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Hales Securities United States of America - Securities and Exchange Commission 2024-07-01
H. Taft Private Equity United States of America - Securities and Exchange Commission 2024-07-01
Gultsara Trading Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Guardian International United States of America - Securities and Exchange Commission 2024-07-01
Guardian Creative Tax Planners United States of America - Securities and Exchange Commission 2024-07-01
GS Global Asset Management LLC United States of America - Securities and Exchange Commission 2024-07-01
Gruber and Green, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Griffin Mergers and Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Griffin Advisors Limited United States of America - Securities and Exchange Commission 2024-07-01
Greystone Asset Management United States of America - Securities and Exchange Commission 2024-07-01
Greyson Consulting Group United States of America - Securities and Exchange Commission 2024-07-01
Grenfell and Blackrock Associates United States of America - Securities and Exchange Commission 2024-07-01