International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5221 to 5240 of 30695 results

Commercial Name Corporate Name URL Regulator Date
Goldman Phillips United States of America - Securities and Exchange Commission 2024-07-01
Goldman Capital Management United States of America - Securities and Exchange Commission 2024-07-01
Golden Medallion Trading United States of America - Securities and Exchange Commission 2024-07-01
GMA Advisory Services, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Gloucester & Stern Inc. United States of America - Securities and Exchange Commission 2024-07-01
Globaltradexplus United States of America - Securities and Exchange Commission 2024-07-01
GlobalBitTraders United States of America - Securities and Exchange Commission 2024-07-01
Global Transfer Service United States of America - Securities and Exchange Commission 2024-07-01
Global Trading Group United States of America - Securities and Exchange Commission 2024-07-01
Global Security Transfer United States of America - Securities and Exchange Commission 2024-07-01
Global Securities Service Group United States of America - Securities and Exchange Commission 2024-07-01
Global Securities Regulatory Commission United States of America - Securities and Exchange Commission 2024-07-01
Global Securities Protection Agency United States of America - Securities and Exchange Commission 2024-07-01
Global Securities Crime Investigators United States of America - Securities and Exchange Commission 2024-07-01
Global Securities and Trading Regulatory Commission United States of America - Securities and Exchange Commission 2024-07-01
Global Registration and Transfer Corporation United States of America - Securities and Exchange Commission 2024-07-01
Global Re-Insurance Services United States of America - Securities and Exchange Commission 2024-07-01
Global Quest Emerging Fund LP United States of America - Securities and Exchange Commission 2024-07-01
Global Quest Consultancy Services, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Global Partners Securities United States of America - Securities and Exchange Commission 2024-07-01