International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5281 to 5300 of 31646 results

Commercial Name Corporate Name URL Regulator Date
West Coast Stock Transfer Inc. United States of America - Securities and Exchange Commission 2024-07-01
West Coast Financial LLC, a.k.a. WC Financial Group LLC United States of America - Securities and Exchange Commission 2024-07-01
West Capital Partners, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Werner Group United States of America - Securities and Exchange Commission 2024-07-01
Wentworth Fiduciary and Transfer Services United States of America - Securities and Exchange Commission 2024-07-01
Welsh Securities LLC United States of America - Securities and Exchange Commission 2024-07-01
Wellington Mergers and Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Wellington Capital Markets United States of America - Securities and Exchange Commission 2024-07-01
Welling & Company, LLC United States of America - Securities and Exchange Commission 2024-07-01
Wellbitex United States of America - Securities and Exchange Commission 2024-07-01
Welborn Capital & Partners LLC, a.k.a. Welborn Capital (sic) LLC, a.k.a. Welborn Capital Partners Inc. United States of America - Securities and Exchange Commission 2024-07-01
Weiss Rifkin & Partners United States of America - Securities and Exchange Commission 2024-07-01
Weinstein & Younge Asset Management Group United States of America - Securities and Exchange Commission 2024-07-01
Weinberg Equity Management United States of America - Securities and Exchange Commission 2024-07-01
Wegman & Associates United States of America - Securities and Exchange Commission 2024-07-01
Wealth Markets United States of America - Securities and Exchange Commission 2024-07-01
Watson Sandy Holding Co. United States of America - Securities and Exchange Commission 2024-07-01
Wasp Mining United States of America - Securities and Exchange Commission 2024-07-01
Washington Regulatory Division United States of America - Securities and Exchange Commission 2024-07-01
Warren Sitco & Company United States of America - Securities and Exchange Commission 2024-07-01