International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5301 to 5320 of 31646 results

Commercial Name Corporate Name URL Regulator Date
Warren Hill, LLC United States of America - Securities and Exchange Commission 2024-07-01
Warren Fisher and Associates United States of America - Securities and Exchange Commission 2024-07-01
Warren & Massey Asset Management Ltd., Inc. United States of America - Securities and Exchange Commission 2024-07-01
Wampum Group LLC United States of America - Securities and Exchange Commission 2024-07-01
Walton Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Walters and Reed United States of America - Securities and Exchange Commission 2024-07-01
Walter Parker Group United States of America - Securities and Exchange Commission 2024-07-01
Wallstreet M & A Group United States of America - Securities and Exchange Commission 2024-07-01
Wallace Jacob Consultants Corporate Services United States of America - Securities and Exchange Commission 2024-07-01
Wall Street Top Trade United States of America - Securities and Exchange Commission 2024-07-01
Wall Street Systems Holdings, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Waight & Caffie Company Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Wahrburg Moss Group United States of America - Securities and Exchange Commission 2024-07-01
Wahrburg Moss United States of America - Securities and Exchange Commission 2024-07-01
Wade and Wiley Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Vpoint LLC aka Vantage Point Investment Advisors United States of America - Securities and Exchange Commission 2024-07-01
Vogel, Maines & Associates United States of America - Securities and Exchange Commission 2024-07-01
Vitacapitals, LLC United States of America - Securities and Exchange Commission 2024-07-01
Vista Capital Finance United States of America - Securities and Exchange Commission 2024-07-01
Virgo Binary Trade United States of America - Securities and Exchange Commission 2024-07-01