International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5341 to 5360 of 30695 results

Commercial Name Corporate Name URL Regulator Date
Financial Fraud Examiners United States of America - Securities and Exchange Commission 2024-07-01
Financial Fraud Enforcement Task Force United States of America - Securities and Exchange Commission 2024-07-01
Financial Conduct United States of America United States of America - Securities and Exchange Commission 2024-07-01
Financial Compensation Authority United States of America - Securities and Exchange Commission 2024-07-01
Financial Assets Corporation United States of America - Securities and Exchange Commission 2024-07-01
Financial Asset Management, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Financial Affairs Corporation United States of America - Securities and Exchange Commission 2024-07-01
Financial Advisors KMG United States of America - Securities and Exchange Commission 2024-07-01
Financial Action Task Force United States of America - Securities and Exchange Commission 2024-07-01
Financial & Regulatory Oversight Board United States of America - Securities and Exchange Commission 2024-07-01
Finance Regulation Bureau United States of America - Securities and Exchange Commission 2024-07-01
Finance Regulation Board United States of America - Securities and Exchange Commission 2024-07-01
FinAllianz United States of America - Securities and Exchange Commission 2024-07-01
Fieldia Asset Management United States of America - Securities and Exchange Commission 2024-07-01
Fidelity Revenue LLC United States of America - Securities and Exchange Commission 2024-07-01
Fidelity Concept United States of America - Securities and Exchange Commission 2024-07-01
Fidel Venture United States of America - Securities and Exchange Commission 2024-07-01
Ferguson Hathaway Consulting, Ltd./FH Consulting United States of America - Securities and Exchange Commission 2024-07-01
Fenix Securities United States of America - Securities and Exchange Commission 2024-07-01
Felton and Feld International United States of America - Securities and Exchange Commission 2024-07-01