International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5461 to 5480 of 30708 results

Commercial Name Corporate Name URL Regulator Date
Diversified Global Equities Group United States of America - Securities and Exchange Commission 2024-07-01
District Stock Transfer United States of America - Securities and Exchange Commission 2024-07-01
Digital Capital Markets LLC United States of America - Securities and Exchange Commission 2024-07-01
Diamondoption9 United States of America - Securities and Exchange Commission 2024-07-01
Diamond Title Services, LLC United States of America - Securities and Exchange Commission 2024-07-01
Dial Mergers United States of America - Securities and Exchange Commission 2024-07-01
Department of Securities Trading United States of America - Securities and Exchange Commission 2024-07-01
Department of Securities Liquidations United States of America - Securities and Exchange Commission 2024-07-01
Department of Securities and Exchange Regulation United States of America - Securities and Exchange Commission 2024-07-01
Department of Securities United States of America - Securities and Exchange Commission 2024-07-01
Department of Regulation in Washington United States of America - Securities and Exchange Commission 2024-07-01
Department of Orderly Liquidation United States of America - Securities and Exchange Commission 2024-07-01
Department of Law and Public Safety United States of America - Securities and Exchange Commission 2024-07-01
Department of International Financial Trading United States of America - Securities and Exchange Commission 2024-07-01
Department of Interagency Protection Bureau United States of America - Securities and Exchange Commission 2024-07-01
Department of Global Pacific Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Department of Foreign Trade United States of America - Securities and Exchange Commission 2024-07-01
Department of Financial Trading United States of America - Securities and Exchange Commission 2024-07-01
Department of Financial Securities Board United States of America - Securities and Exchange Commission 2024-07-01
Department of Financial Regulators United States of America - Securities and Exchange Commission 2024-07-01