International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5481 to 5500 of 30708 results

Commercial Name Corporate Name URL Regulator Date
Department of Financial Conduct United States of America - Securities and Exchange Commission 2024-07-01
Department of Financial Compensation United States of America - Securities and Exchange Commission 2024-07-01
Dempsey Securities LLC United States of America - Securities and Exchange Commission 2024-07-01
Dempsey Bingham United States of America - Securities and Exchange Commission 2024-07-01
DeluxeMiningAssets United States of America - Securities and Exchange Commission 2024-07-01
Delta West Financial Management United States of America - Securities and Exchange Commission 2024-07-01
Dean Witter Consultancy United States of America - Securities and Exchange Commission 2024-07-01
DC Trading Options United States of America - Securities and Exchange Commission 2024-07-01
DC Markets LLC United States of America - Securities and Exchange Commission 2024-07-01
DB Yates & Associates United States of America - Securities and Exchange Commission 2024-07-01
Davis and Company LLC United States of America - Securities and Exchange Commission 2024-07-01
Davis Alliance Law United States of America - Securities and Exchange Commission 2024-07-01
Davis & Rudell LLC United States of America - Securities and Exchange Commission 2024-07-01
Davidson Capital Partners United States of America - Securities and Exchange Commission 2024-07-01
David, Scott & Allen PLLC United States of America - Securities and Exchange Commission 2024-07-01
David W. Jones, Attorney at Law United States of America - Securities and Exchange Commission 2024-07-01
Darwin Acquisition Group United States of America - Securities and Exchange Commission 2024-07-01
Danford Capital Group United States of America - Securities and Exchange Commission 2024-07-01
Dalzelltrade United States of America - Securities and Exchange Commission 2024-07-01
Dale, Mariam and Banks Associates at Law United States of America - Securities and Exchange Commission 2024-07-01