International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5561 to 5580 of 30708 results

Commercial Name Corporate Name URL Regulator Date
Connor Law Firms United States of America - Securities and Exchange Commission 2024-07-01
Connolly Thomas Law United States of America - Securities and Exchange Commission 2024-07-01
Connelly Peterson Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Condor Securities United States of America - Securities and Exchange Commission 2024-07-01
Commodity Compliance Services, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Commission on Securities & Financial Equities United States of America - Securities and Exchange Commission 2024-07-01
Commission on International Trade and Economics (COITE) United States of America - Securities and Exchange Commission 2024-07-01
Commission on Financial & Securities Compliance United States of America - Securities and Exchange Commission 2024-07-01
Coltin Securities LLC United States of America - Securities and Exchange Commission 2024-07-01
Colonial Trust Transfer Agency LLC United States of America - Securities and Exchange Commission 2024-07-01
Colonial Square Acquisition LLC United States of America - Securities and Exchange Commission 2024-07-01
Collett Quinlan M&A United States of America - Securities and Exchange Commission 2024-07-01
Coleman, Peterson & Associates United States of America - Securities and Exchange Commission 2024-07-01
Coleman Brothers United States of America - Securities and Exchange Commission 2024-07-01
Coldan Investment Company Ltd United States of America - Securities and Exchange Commission 2024-07-01
Colby Mergers United States of America - Securities and Exchange Commission 2024-07-01
Colbert & Welling LLP United States of America - Securities and Exchange Commission 2024-07-01
Coinspotfx United States of America - Securities and Exchange Commission 2024-07-01
Coinnex Capital United States of America - Securities and Exchange Commission 2024-07-01
Coinminersfxoptions United States of America - Securities and Exchange Commission 2024-07-01