International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5601 to 5620 of 30708 results

Commercial Name Corporate Name URL Regulator Date
CIG LLC, a.k.a. Commerce Investments Group LLC United States of America - Securities and Exchange Commission 2024-07-01
Christian, Bradford and Cohen Legal Group United States of America - Securities and Exchange Commission 2024-07-01
Chris Gardner Group United States of America - Securities and Exchange Commission 2024-07-01
Chopper Securities United States of America - Securities and Exchange Commission 2024-07-01
Chicago Trading Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
Chicago Division of Securities United States of America - Securities and Exchange Commission 2024-07-01
Chicago Capital Trading Inc. United States of America - Securities and Exchange Commission 2024-07-01
Chartered Capital Management United States of America - Securities and Exchange Commission 2024-07-01
Charlton Hayfield and Company United States of America - Securities and Exchange Commission 2024-07-01
Charles Pearson Investments International United States of America - Securities and Exchange Commission 2024-07-01
Chain Broker Trade United States of America - Securities and Exchange Commission 2024-07-01
Chadwick & Co. United States of America - Securities and Exchange Commission 2024-07-01
CFX Markets Global United States of America - Securities and Exchange Commission 2024-07-01
CFTCooperations United States of America - Securities and Exchange Commission 2024-07-01
CEXGlobalMarkets United States of America - Securities and Exchange Commission 2024-07-01
CenturyVille United States of America - Securities and Exchange Commission 2024-07-01
Century Management Division, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Century Holdings Ltd United States of America - Securities and Exchange Commission 2024-07-01
CentralFX Trade United States of America - Securities and Exchange Commission 2024-07-01
Central Trade & Financial Authority United States of America - Securities and Exchange Commission 2024-07-01