International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5621 to 5640 of 30708 results

Commercial Name Corporate Name URL Regulator Date
Central Stock Regulators United States of America - Securities and Exchange Commission 2024-07-01
Central Finance Regulatory Commission United States of America - Securities and Exchange Commission 2024-07-01
Central Equities Administrators United States of America - Securities and Exchange Commission 2024-07-01
Central Commonwealth Securities & Exchange Commission United States of America - Securities and Exchange Commission 2024-07-01
Centrade Management Corp. United States of America - Securities and Exchange Commission 2024-07-01
Center Point Financial Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
Center for Securities Investigation Department United States of America - Securities and Exchange Commission 2024-07-01
Centaur Global Advisors United States of America - Securities and Exchange Commission 2024-07-01
Celivox Alliance United States of America - Securities and Exchange Commission 2024-07-01
CDN Law United States of America - Securities and Exchange Commission 2024-07-01
CC Wealth Ltd. United States of America - Securities and Exchange Commission 2024-07-01
CC Ltd United States of America - Securities and Exchange Commission 2024-07-01
Caspian Trading, Inc., a.k.a. Caspian Investments United States of America - Securities and Exchange Commission 2024-07-01
Casey McCormick Private Equity United States of America - Securities and Exchange Commission 2024-07-01
Cartwright Law Specialist Boston United States of America - Securities and Exchange Commission 2024-07-01
Cartwright Financial United States of America - Securities and Exchange Commission 2024-07-01
Cartwright & Keating, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Carlton Capital Inc. United States of America - Securities and Exchange Commission 2024-07-01
Carlsson and Capehart Group, Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Carlson Group Consultancy United States of America - Securities and Exchange Commission 2024-07-01