International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5941 to 5960 of 30782 results

Commercial Name Corporate Name URL Regulator Date
Alexander Capital Management United States of America - Securities and Exchange Commission 2024-07-01
Alderbrook Capital Management United States of America - Securities and Exchange Commission 2024-07-01
AJ Nelson Consultants, LLC United States of America - Securities and Exchange Commission 2024-07-01
Airing Trade United States of America - Securities and Exchange Commission 2024-07-01
AipCapitaltrade United States of America - Securities and Exchange Commission 2024-07-01
AIA Capital Markets, LLC United States of America - Securities and Exchange Commission 2024-07-01
AffluenceCoins United States of America - Securities and Exchange Commission 2024-07-01
AffinityFXInvest United States of America - Securities and Exchange Commission 2024-07-01
Affinity Group United States of America - Securities and Exchange Commission 2024-07-01
Affiliatetradecoin24 United States of America - Securities and Exchange Commission 2024-07-01
Advisors Group, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Advisors For Excellence United States of America - Securities and Exchange Commission 2024-07-01
Advanced Global Securities Corporation United States of America - Securities and Exchange Commission 2024-07-01
Advanced Digital Trade United States of America - Securities and Exchange Commission 2024-07-01
Advance Partners LLC United States of America - Securities and Exchange Commission 2024-07-01
ADG Capital LLC United States of America - Securities and Exchange Commission 2024-07-01
ACT Transfer Services United States of America - Securities and Exchange Commission 2024-07-01
Impersonator of Genuine Entity United States of America - Securities and Exchange Commission 2024-07-01
AchieversChainFX United States of America - Securities and Exchange Commission 2024-07-01
Accrued Equities Inc. United States of America - Securities and Exchange Commission 2024-07-01