International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 6701 to 6720 of 32086 results

Commercial Name Corporate Name URL Regulator Date
FMX Trade United States of America - Securities and Exchange Commission 2024-07-01
Fisher Bennett Private Equity Inc. United States of America - Securities and Exchange Commission 2024-07-01
FirstPrime Financial Corporation United States of America - Securities and Exchange Commission 2024-07-01
First Trade Securities United States of America - Securities and Exchange Commission 2024-07-01
First Private Equity Group United States of America - Securities and Exchange Commission 2024-07-01
First Prime Corporations, a.k.a. First Prime Corp. United States of America - Securities and Exchange Commission 2024-07-01
First National Stock Transfer Inc. United States of America - Securities and Exchange Commission 2024-07-01
First National Reliance Inc. United States of America - Securities and Exchange Commission 2024-07-01
First Liberty Transfer Agency, LLC United States of America - Securities and Exchange Commission 2024-07-01
First Investment Securities United States of America - Securities and Exchange Commission 2024-07-01
First Independent Accounting & Management Services Inc. United States of America - Securities and Exchange Commission 2024-07-01
First Financial Management United States of America - Securities and Exchange Commission 2024-07-01
First Escrow Trust United States of America - Securities and Exchange Commission 2024-07-01
First Axis Group United States of America - Securities and Exchange Commission 2024-07-01
First American Group, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Firmarkets United States of America - Securities and Exchange Commission 2024-07-01
FinTrade Advisors Inc. United States of America - Securities and Exchange Commission 2024-07-01
FinSolve Inc. United States of America - Securities and Exchange Commission 2024-07-01
Finesse Brokers United States of America - Securities and Exchange Commission 2024-07-01
Fincord Asset United States of America - Securities and Exchange Commission 2024-07-01