International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 11981 to 12000 of 37500 results

Commercial Name Corporate Name URL Regulator Date
Litmus Capital Management Group LLC United States of America - Securities and Exchange Commission 2024-07-01
Liquidation Assets Protections Board United States of America - Securities and Exchange Commission 2024-07-01
Lindenberg Asset Management United States of America - Securities and Exchange Commission 2024-07-01
Lincoln Trust Transfer Agency LLC United States of America - Securities and Exchange Commission 2024-07-01
Lincoln International Fund LP United States of America - Securities and Exchange Commission 2024-07-01
Lincoln Equity Partners United States of America - Securities and Exchange Commission 2024-07-01
Lincoln & Rutherford Trust Management United States of America - Securities and Exchange Commission 2024-07-01
Liberty Ventures Holding Inc. United States of America - Securities and Exchange Commission 2024-07-01
Liberty Transfer Co. United States of America - Securities and Exchange Commission 2024-07-01
Liberty Trade & Investment United States of America - Securities and Exchange Commission 2024-07-01
Liberty Investors Protection Agency United States of America - Securities and Exchange Commission 2024-07-01
Liam Sachwell & Galahad a/k/a LSG LLC United States of America - Securities and Exchange Commission 2024-07-01
Levine & Levine Law Specialist United States of America - Securities and Exchange Commission 2024-07-01
Leo Equities United States of America - Securities and Exchange Commission 2024-07-01
Legitimatebitrade United States of America - Securities and Exchange Commission 2024-07-01
Legg and Berman Acquisitions Management United States of America - Securities and Exchange Commission 2024-07-01
Legal Trust Coin United States of America - Securities and Exchange Commission 2024-07-01
Legal Recovery Consultants United States of America - Securities and Exchange Commission 2024-07-01
Legal Management Consultants United States of America - Securities and Exchange Commission 2024-07-01
Legacy Capital Management, LLC United States of America - Securities and Exchange Commission 2024-07-01