International Securities & Commodities Alerts Network (I-SCAN) - PGLM
| Warning ID: | 47564 |
|---|---|
| National Competent Authority (NCA): | Japan - Financial Services Agency |
| Date Published At NCA: | 2025-12-19 |
| Date Published At IOSCO: | 2026-01-06 |
| Last Updated: | 2026-01-06 |
| NCA URL: | https://www.fsa.go.jp/ordinary/chuui/mutouroku/04.html |
| Commercial Name: | PGLM |
| Category: | Unregistered/Unlicensed entity offering financial products or services |
| Additional Information: | 1. Location of office or Address Unknown 2. Content, etc. of Business Indication on social media that the company conducts financial instruments business without the statutory registration in Japan 3. Notes The company misrepresents itself as a registered financial business operator on social media indicating “関東財務局長（金商）第392号”, which means “Kanto Local Finance Bureau (FIBO) No. 392”. The indicated number “Kanto Local Finance Bureau (FIBO) No.392” has already been given to the registered financial instruments business operator “PGIM Japan Co., Ltd.”. |
