International Securities & Commodities Alerts Network (I-SCAN) - Unknown (Misrepresentation of the trade name of a registered high-speed trader, such as “Two Sigma Securities, LLC”)
| Warning ID: | 47569 |
|---|---|
| National Competent Authority (NCA): | Japan - Financial Services Agency |
| Date Published At NCA: | 2025-12-19 |
| Date Published At IOSCO: | 2026-01-06 |
| Last Updated: | 2026-01-06 |
| NCA URL: | https://www.fsa.go.jp/ordinary/chuui/mutouroku/04.html |
| Commercial Name: | Unknown (Misrepresentation of the trade name of a registered high-speed trader, such as “Two Sigma Securities, LLC”) |
| Category: | Unregistered/Unlicensed entity offering financial products or services |
| Additional Information: | 1. Location of office or Address Unknown 2. Content, etc. of Business Indication on the corporate website that the company conducts financial instruments business without the statutory registration in Japan 3. Notes The company misrepresents on the web site indicating “We handle securities offerings.”. Furthermore, the company displays statements on the website such as “We are now able to deliver Two Sigma Securities’ services to customers in Japan.”, thereby misrepresenting itself by fraudulently using the trade name of a registered high-speed trader. Although high-speed traders are not permitted to participate in IPO allocations, the company provides misleading explanations suggesting it participates in IPO share allocation. |
