Investor Alerts - WIN-TRADE INVEST
Company: | WIN-TRADE INVEST |
Regulator: | Financial Conduct Authority |
Jurisdiction: | United Kingdom |
Date: | 21 Oct 2022 |
Link: | https://www.fca.org.uk/news/warnings/win-trade-invest |
Subject: |
Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Miscellaneous |
Comments: | No additional comments posted. |