Investor Alerts - Brooks Dawson Alliance

Company: Brooks Dawson Alliance
Regulator: Financial Supervisory Commission
Jurisdiction: Chinese Taipei
Date: 20230214 14 Feb 2023
Subject: Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)
Comments: Financial Supervisory Commission (FSC), Chinese Taipei, alerts in respect of the activities of Brooks Dawson Alliance.

Our records show that Brooks Dawson Alliance does not obtain the license from the FSC and is not allowed to conduct securities businesses and offer investment services in Taiwan. Besides, Brooks Dawson Alliance has not legally registered in Taiwan.
The FSC thus advises investors to reject any offers of securities and investment services made in the name of Brooks Dawson Alliance and refrain from transferring money to any account number they might mention.