Investor Alerts - 第一證券(香港)有限公司(Chinese name only)

Company: 第一證券(香港)有限公司(Chinese name only)
Regulator: Financial Supervisory Commission
Jurisdiction: Chinese Taipei
Date: 20230214 14 Feb 2023
Link:
Subject: Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)
Comments: Financial Supervisory Commission (FSC), Chinese Taipei, alerts in respect of the activities of 第一證券(香港)有限公司(Chinese name only)

Our records show that第一證券(香港)有限公司(Chinese name only) does not obtain the license from the FSC and is not allowed to conduct securities businesses and offer investment services in Taiwan. Besides, 第一證券(香港)有限公司(Chinese name only) has not legally registered in Taiwan.
The FSC thus advises investors to reject any offers of securities and investment services made in the name of第一證券(香港)有限公司(Chinese name only) and refrain from transferring money to any account number they might mention.