Investor Alerts - L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms)

Company: L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms)
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20230411 11 Apr 2023
Link: https://www.fca.org.uk/news/warnings/lg-fixed-rate-bond-lg-investmentscouk-clone-fca-authorised-firms
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Miscellaneous
Comments: No additional comments posted.