Investor Alerts - L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms)
Company: | L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms) |
Regulator: | Financial Conduct Authority |
Jurisdiction: | United Kingdom |
Date: | 11 Apr 2023 |
Link: | https://www.fca.org.uk/news/warnings/lg-fixed-rate-bond-lg-investmentscouk-clone-fca-authorised-firms |
Subject: |
Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
Comments: | No additional comments posted. |