Investor Alerts - Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management

Company: Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20230411 11 Apr 2023
Link: https://www.fca.org.uk/news/warnings/vaquita-capital-vaquita-fund-slp-vaquita-services-limited-iglobal-management-robinson-cooper-wealth
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Miscellaneous
Comments: No additional comments posted.