Investor Alerts - Waterman XE / watermanxe.com

Company: Waterman XE / watermanxe.com
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20230421 21 Apr 2023
Link: https://www.fca.org.uk/news/warnings/waterman-xe-watermanxecom
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Miscellaneous
Comments: No additional comments posted.