Investor Alerts - Robo-investor ( Clone of FCA authorised firm ) (clone of FCA authorised firm)

Company: Robo-investor ( Clone of FCA authorised firm ) (clone of FCA authorised firm)
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20230526 26 May 2023
Link: https://www.fca.org.uk/news/warnings/robo-investor-clone-fca-authorised-firm-clone-fca-authorised-firm
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Miscellaneous
Comments: No additional comments posted.