Investor Alerts - WBroker
| Company: | WBroker |
| Regulator: | Financial Markets Authority |
| Jurisdiction: | New Zealand |
| Date: | 16 Jul 2023 |
| Link: | https://www.fma.govt.nz/library/warnings-and-alerts/wbroker/ |
| Subject: |
Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Miscellaneous |
| Comments: |
WBroker falsely claims to be a New Zealand Financial Service Provider (FSP), using the FSP registration number of another company, Wealth Guardian Investment Limited, which confirms it is not associated with WBroker. The Securities and Futures Commission of Hong Kong has issued public warnings about websites operated or associated with WBroker. |