Investor Alerts - FXU FINANCE / FXU SOLUTIONS

Company: FXU FINANCE / FXU SOLUTIONS
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20231018 18 Oct 2023
Link: https://www.fca.org.uk/news/warnings/fxu-finance-fxu-solutions
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Regarding Emerging Digital Threats including ICOs and crypto-assets

Miscellaneous
Comments: No additional comments posted.