Investor Alerts - Vaquita Capital

Company: Vaquita Capital
Regulator: Financial Markets Authority
Jurisdiction: New Zealand
Date: 20231108 08 Nov 2023
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Comments: We recommend caution when dealing with Vaquita Capital.

This entity uses a number of different names including Vaquita Fund, Vaquita Fund SLP, Vaquita Services Limited, I-Global Management and Robinson & Cooper Wealth Management.

Two overseas regulators have issued warnings on this entity in relation to it providing financial services and products in their jurisdiction while not being registered:

FCA – (UK) Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management | FCA
CSSF – (Luxembourg) Warning regarding the activities of the entities I-GLOBAL MANAGEMENT and VAQUITA FUND – CSSF
Vaquita is not registered on the Financial Service Providers Register (FSPR); however it has been offering New Zealanders financial Services.

We are also aware that Vaquita is unreasonably withholding funds.

Entity Name: Vaquita Capital