Investor Alerts - Vaquita Capital
| Company: | Vaquita Capital |
| Regulator: | Financial Markets Authority |
| Jurisdiction: | New Zealand |
| Date: | 08 Nov 2023 |
| Link: | https://www.fma.govt.nz/library/warnings-and-alerts/vaquita-capital/ |
| Subject: |
Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Miscellaneous |
| Comments: |
We recommend caution when dealing with Vaquita Capital. This entity uses a number of different names including Vaquita Fund, Vaquita Fund SLP, Vaquita Services Limited, I-Global Management and Robinson & Cooper Wealth Management. Two overseas regulators have issued warnings on this entity in relation to it providing financial services and products in their jurisdiction while not being registered: FCA – (UK) Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management | FCA CSSF – (Luxembourg) Warning regarding the activities of the entities I-GLOBAL MANAGEMENT and VAQUITA FUND – CSSF Vaquita is not registered on the Financial Service Providers Register (FSPR); however it has been offering New Zealanders financial Services. We are also aware that Vaquita is unreasonably withholding funds. Entity Name: Vaquita Capital Website: https://vaquitacapital.com/ |