Investor Alerts - Vantage

Company: Vantage
Regulator: National Securities and Stock Market Commission
Jurisdiction: Ukraine
Date: 20240321 21 Mar 2024
Link: https://www.nssmc.gov.ua/en/activity/insha-diialnist/zakhyst-investoriv/#tab-2
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities
Comments: This entity is likely to be offering financial services to Ukrainian consumers. It does not hold an Ukrainian financial services licence from the NSSMC, and is not authorised by a licensee.