Investor Alerts - SPS Investment Services Limited/Wilby Securities
| Company: | SPS Investment Services Limited/Wilby Securities |
| Regulator: | Financial Markets Authority |
| Jurisdiction: | New Zealand |
| Date: | 27 Mar 2024 |
| Link: | https://www.fma.govt.nz/library/warnings-and-alerts/wilby-securities/ |
| Subject: |
Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Miscellaneous |
| Comments: |
We recommend caution when dealing with SPS Investment Services Limited and/or Wilby Securities and their websites. FMA published a warning about Wilby Securities in 2023 and its website was taken down. However, we have received a report that SPS Investment Services is now contacting people who were previously involved with Wilby Securities. They are being told that SPS has now acquired Wilby Securities and all accounts have been transferred to SPS Investment Services. FMA recommends caution when dealing with this website. Entity name: SPS Investment Services / Wilby Securities Website: www.sps-is.com / www.wilbysec.com Email: [email protected] and [email protected] Phone: +852 5801 4181 |