Investor Alerts - STOCK CRYPTO MARKETS / STOCKCRYPTOMARKETS

Company: STOCK CRYPTO MARKETS / STOCKCRYPTOMARKETS
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20240328 28 Mar 2024
Link: https://www.fca.org.uk/news/warnings/stock-crypto-markets-stockcryptomarkets
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Regarding Emerging Digital Threats including ICOs and crypto-assets

Miscellaneous
Comments: No additional comments posted.