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IOSCO Publications

• FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
  22 Dec 2020 - View Report | Related Public Reports (5)
  1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
     Comments on the report should be submitted by 23 May 2022
     21 Mar 2022 - View Report
  2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
     22 Dec 2020 - View Report
  3. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
     12 Feb 2020 - View Report
  4. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
     21 Dec 2016 - View Report
  5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
     06 May 2015 - View Report
• World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
  08 Oct 2020 - View Report | Related Public Reports (3)
  1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
     17 Aug 2022 - View Report
  2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
     07 Jun 2021 - View Report
  3. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
     24 Jul 2018 - View Report
• FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 Sep 2019 - View Report | Related Public Reports (3)
  1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
     30 Nov 2022 - View Report
  2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
     22 Dec 2020 - View Report
  3. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 7 November 2014
     04 Nov 2014 - View Report | View comments received
• FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
  02 Apr 2019 - View Report | Related Public Reports (3)
  1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
     Comments on the report should be submitted by 23 May 2022
     21 Mar 2022 - View Report
  2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
     22 Dec 2020 - View Report
  3. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
     30 May 2018 - View Report
• World Investor Week 2018 Public Report
  2019 - View Report
• World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
  24 Jul 2018 - View Report | Related Public Reports (3)
  1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
     17 Aug 2022 - View Report
  2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
     07 Jun 2021 - View Report
  3. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
     08 Oct 2020 - View Report
• FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 May 2018 - View Report | Related Public Reports (4)
  1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
     30 Nov 2022 - View Report
  2. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
     02 Apr 2019 - View Report
  3. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
     15 Sep 2015 - Available languages: English, Français, русский, Español
  4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 7 November 2014
     04 Nov 2014 - View Report | View comments received
• FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
  08 Mar 2018 - Available languages: English, Português, 日本語 | Related Public Reports (3)
  1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
     Comments on the report should be submitted by 23 May 2022
     21 Mar 2022 - View Report
  2. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
     15 Sep 2015 - Available languages: English, Français, русский, Español
  3. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 7 November 2014
     04 Nov 2014 - View Report | View comments received
• FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
  15 Sep 2015 - Available languages: English, Français, русский, Español | Related Public Reports (4)
  1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
     30 May 2018 - View Report
  2. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 7 November 2014
     04 Nov 2014 - View Report | View comments received
  3. FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
     25 Feb 2013 - View Report
  4. Investor Education, Report of the Emerging Markets Committee of IOSCO
     Jan 2003 - View Report
• FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
  04 Nov 2014 - View Report | View comments received | Related Public Reports (3)
  1. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
     30 Sep 2019 - View Report
  2. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
     30 May 2018 - View Report
  3. CR03/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document
     29 May 2014 - View Report
• Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  30 Apr 2014 - View Report | Related Public Reports (1)
  1. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     Consultation Document
     15 Aug 2013 - View Report
• FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
  20 Dec 2013 - View Report | View comments received | Related Public Reports (2)
  1. CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
     Consultation Document
     18 Apr 2013 - View Report
  2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
     21 Jan 2013 - View Report
• FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
  25 Feb 2013 - View Report
• FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
  21 Jan 2013 - View Report | Related Public Reports (3)
  1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
     Comments on the report should be submitted by 23 May 2022
     21 Mar 2022 - View Report
  2. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
     26 Sep 2019 - View Report
  3. CR03/12 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Technical Committee of IOSCO
     Consultation Document
     21 Feb 2012 - View Report
• FR04/12 Development and Regulation of Institutional Investors in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
  14 Jun 2012 - View Report
• Customer Suitability in the Retail Sale of Financial Products and Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Apr 2008 - View Report
• Regulatory and Investor Protection Issues Arising from the Participation by Retail Investors in (Funds-of) Hedge Funds, Report of the Technical Committee of IOSCO
  Feb 2003 - View Report
• Investor Education, Report of the Emerging Markets Committee of IOSCO
  Jan 2003 - View Report
• Discussion Paper on the Role of Investor Education in the Effective Regulation of CIS and CIS Operators, Report of the Technical Committee of IOSCO
  Mar 2001 - View Report
• Measures Available on a Cross­-Border Basis to Protect Interests and Assets of Defrauded Investors, Report of the Technical Committee of IOSCO
  Jul 1996 - View Report
• Protecting the Small Investor: Combating Transnational Retail Securities and Futures Fraud, Report of the Technical Committee of IOSCO
  Oct 1993 - View Report