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IOSCO Publications

  • FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
    22 Dec 2020 - View Report | Related Public Reports (5)
    1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    3. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
      12 Feb 2020 - View Report
    4. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
      21 Dec 2016 - View Report
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
  • World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
    08 Oct 2020 - View Report | Related Public Reports (3)
    1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
      17 Aug 2022 - View Report
    2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
      07 Jun 2021 - View Report
    3. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
      24 Jul 2018 - View Report
  • FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
    30 Sep 2019 - View Report | Related Public Reports (3)
    1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
      30 Nov 2022 - View Report
    2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    3. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
  • FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
    02 Apr 2019 - View Report | Related Public Reports (3)
    1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    3. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 May 2018 - View Report
  • World Investor Week 2018 Public Report
    2019 - View Report
  • World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
    24 Jul 2018 - View Report | Related Public Reports (3)
    1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
      17 Aug 2022 - View Report
    2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
      07 Jun 2021 - View Report
    3. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
      08 Oct 2020 - View Report
  • FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
    30 May 2018 - View Report | Related Public Reports (4)
    1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
      30 Nov 2022 - View Report
    2. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
      02 Apr 2019 - View Report
    3. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, Français, русский, Español
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
  • FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
    08 Mar 2018 - Available languages: English, Português, 日本語 | Related Public Reports (3)
    1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    2. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, Français, русский, Español
    3. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
  • FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
    15 Sep 2015 - Available languages: English, Français, русский, Español | Related Public Reports (4)
    1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 May 2018 - View Report
    2. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
    3. FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
      25 Feb 2013 - View Report
    4. Investor Education, Report of the Emerging Markets Committee of IOSCO
      Jan 2003 - View Report
  • FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
    04 Nov 2014 - View Report | View comments received | Related Public Reports (3)
    1. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 Sep 2019 - View Report
    2. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 May 2018 - View Report
    3. CR03/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document
      29 May 2014 - View Report
  • Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
    30 Apr 2014 - View Report | Related Public Reports (1)
    1. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
      Consultation Document
      15 Aug 2013 - View Report
  • FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
    20 Dec 2013 - View Report | View comments received | Related Public Reports (2)
    1. CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
      Consultation Document
      18 Apr 2013 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
  • FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
    25 Feb 2013 - View Report
  • FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
    21 Jan 2013 - View Report | Related Public Reports (3)
    1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    2. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
      26 Sep 2019 - View Report
    3. CR03/12 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Technical Committee of IOSCO
      Consultation Document
      21 Feb 2012 - View Report
  • FR04/12 Development and Regulation of Institutional Investors in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
    14 Jun 2012 - View Report
  • Customer Suitability in the Retail Sale of Financial Products and Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
    Apr 2008 - View Report
  • Regulatory and Investor Protection Issues Arising from the Participation by Retail Investors in (Funds-of) Hedge Funds, Report of the Technical Committee of IOSCO
    Feb 2003 - View Report
  • Investor Education, Report of the Emerging Markets Committee of IOSCO
    Jan 2003 - View Report
  • Discussion Paper on the Role of Investor Education in the Effective Regulation of CIS and CIS Operators, Report of the Technical Committee of IOSCO
    Mar 2001 - View Report
  • Measures Available on a Cross­-Border Basis to Protect Interests and Assets of Defrauded Investors, Report of the Technical Committee of IOSCO
    Jul 1996 - View Report
  • Protecting the Small Investor: Combating Transnational Retail Securities and Futures Fraud, Report of the Technical Committee of IOSCO
    Oct 1993 - View Report
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