Public Reports
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FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
06 May 2021
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| Related Public Reports (7)
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FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
29 Nov 2022
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FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
21 Jul 2021
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FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
22 Dec 2015
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| View comments received
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FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
22 Dec 2015
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| View comments received
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High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Aug 2006
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High-Level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Dec 2005
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Operational Risk Transfer Across Financial Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Aug 2003
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FR07/2015 Developments in credit risk management across sectors: current practices and recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
02 Jun 2015
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| Related Public Reports (2)
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Regulatory and Market Differences: Issues and Observations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
May 2006
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Risk Management Practices and Regulatory Capital - Cross-Sectoral Comparison, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Nov 2001
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CR01/2015 Developments in credit risk management across sectors: current practices and recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
05 Feb 2015
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| Related Public Reports (2)
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Regulatory and Market Differences: Issues and Observations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
May 2006
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Risk Management Practices and Regulatory Capital - Cross-Sectoral Comparison, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Nov 2001
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Report on supervisory colleges for financial conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
03 Sep 2014
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| Related Public Reports (1)
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Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
24 Sep 2012
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Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
30 Apr 2014
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| Related Public Reports (1)
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Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013
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Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
20 Dec 2013
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| Related Public Reports (1)
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Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013
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Mortgage Insurance: Market Structure, Underwriting Cycle and Policy Implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
20 Aug 2013
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| Related Public Reports (1)
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Mortgage insurance: market structure, underwriting cycle and policy implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
11 Feb 2013
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Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013
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| Related Public Reports (1)
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Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
30 Apr 2014
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Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013
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| Related Public Reports (1)
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Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
20 Dec 2013
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Mortgage insurance: market structure, underwriting cycle and policy implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
11 Feb 2013
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| Related Public Reports (1)
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Mortgage Insurance: Market Structure, Underwriting Cycle and Policy Implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
20 Aug 2013
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Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
24 Sep 2012
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| Related Public Reports (5)
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Report on supervisory colleges for financial conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
03 Sep 2014
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View Report
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Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
19 Dec 2011
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Review of the Differentiated Nature and Scope of Financial Regulation - Key Issues and Recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
11 Jan 2010
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Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Feb 1999
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The Supervision of Financial Conglomerates, Report of the Tripartite Group of Bank, Securities and Insurance Regulators with a Preface by IOSCO, the Basle Committee and the IAIS
Jul 1995
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OR03/12 Report On Intra-Group Support Measures, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
14 Feb 2012
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Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
19 Dec 2011
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| Related Public Reports (1)
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Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
24 Sep 2012
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Report On Asset Securitisation Incentives, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
13 Jul 2011
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Developments in Modelling Risk Aggregation, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
21 Oct 2010
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Review of the Differentiated Nature and Scope of Financial Regulation - Key Issues and Recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
11 Jan 2010
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| Related Public Reports (3)
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Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
24 Sep 2012
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View Report
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Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Feb 1999
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View Report
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The Supervision of Financial Conglomerates, Report of the Tripartite Group of Bank, Securities and Insurance Regulators with a Preface by IOSCO, the Basle Committee and the IAIS
Jul 1995
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Report on Special Purpose Entities, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
29 Sep 2009
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Stocktaking on the Use of Credit Ratings, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Jun 2009
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Credit Risk Transfer - Developments from 2005 to 2007, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Jul 2008
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| Related Public Reports (3)
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Credit Risk Transfer - Developments from 2005 to 2007, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
Apr 2008
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Credit Risk Transfer, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Mar 2005
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Credit Risk Transfer, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
Oct 2004
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Customer Suitability in the Retail Sale of Financial Products and Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Apr 2008
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