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Upcoming IOSCO Training Programs

18th IOSCO-FSI Conference on Securities Trading Issues and Market Infrastructure, Madrid, Spain, 10-11 October 2023

The Financial Stability Institute (FSI) of the Bank for International Settlements (BIS) and IOSCO are jointly organizing the annual Conference on Securities Trading Issues and Market Infrastructure, in Madrid, Spain, on 10 and 11 October 2023. This Conference, which is intended for bank supervisors and securities regulators, marks the seventeenth year that FSI and IOSCO are organizing this important joint program. For all details, please visit the Members Area.

IOSCO APRC TA Workshop on Developing Enforcement Manuals, Kuala Lumpur, Malaysia, 17-18 October 2023

The IOSCO Technical Assistance Workshop on Developing Enforcement Manuals for the Asia-Pacific region will be hosted by the IOSCO Asia Pacific Hub in Kuala Lumpur, Malaysia, on 17-18 October 2023. This 2-day Workshop aims to be a practical discussion with regard to different approaches taken with respect to enforcement manuals and to provide a forum for sharing experiences in implementing such manuals so far. The Workshop builds on the 2020 APRC targeted technical assistance on enforcement manuals and is addressed to growth and emerging markets jurisdictions in the Asia-Pacific region. Participating jurisdictions are expected to designate the Director/Head of the Enforcement Department (or similar) to attend the Workshop. For all details, please visit the Members Area.

TC/IOSCO Risk-Based Supervision Program for Securities Regulators from the Americas, Virtual, 25 October & 6-10 November, 2023

Together with the Toronto Centre, IOSCO has developed a virtual training program on risk-based supervision targeted at securities regulators in the Inter-American region. This program builds on the success of last year´s program for securities regulators in the Africa and Middle East region. The virtual program will run between 6 and 10 November, with an introductory session on 25 October. For all details, please visit the Members Area.

IOSCO AMERC TA Workshop on Developing On-site Inspection Manuals, Muscat, Oman, 4-5 December 2023

The IOSCO Technical Assistance Workshop on Developing On-site Inspection Manuals for the Africa/Middle-East region will be hosted by the Capital Market Authority of Oman, in Muscat, Oman, on 4-5 December 2023. This 2-day Workshop aims to be a practical discussion with regard to different approaches taken with respect to on-site inspection manuals and to provide a forum for sharing experiences in implementing such manuals so far. The Workshop builds on the AMERC targeted technical assistance on on-site inspection manuals and is addressed to growth and emerging markets jurisdictions in the Africa/Middle-East region. Participating jurisdictions are expected to designate the Director/Head of the Supervision or Inspection Department (or similar) to attend the Workshop. For all details, please visit the Members Area.

7th IOSCO/PIFS – Harvard Law School Global Certificate Program for Regulators of Securities Markets – Phase II, Cambridge (MA), US, 11-15 December 2023

IOSCO and the Program on International Financial Systems at Harvard Law School (PIFS-HLS) jointly developed this two-phase program to offer IOSCO members an executive education program that is exclusively tailored for regulators of securities markets. Attendees have up to three years to complete both phases of the Global Certificate Program. Successful attendees will be awarded a joint certificate of participation issued by IOSCO and PIFS-Harvard Law School. Also, IOSCO members may attend any part of the program on a non-certificate basis. This year marks the 7th edition of the program which was inaugurated in 2016.

Phase I, hosted by IOSCO, consists of the following components: online learning materials and a one week-long in-person module on regulation and compliance. The in-person module will be conducted at IOSCO´s premises in Madrid (Spain) from 22-26 May 2023 and will cover the fundamentals and intricacies of securities regulation and compliance and related current critical issues. These sessions will be delivered primarily by current or former securities regulators.

Phase II, hosted by PIFS-HLS, consists of a one week-long in-person module that will be conducted on campus at the Harvard Law School in Cambridge (Massachusetts, US) from 11-15 December 2023. This one week-long session will examine current and future regulatory challenges and emerging issues and will be delivered by leading academics, securities regulators and public policy makers.

While any IOSCO member employee may attend the program, it is specifically designed for regulatory staff with strong leadership potential and approximately five to seven years of regulatory experience.

For all details, please visit the Members Area.

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