IOSCO Training Programs
IOSCO Webcasts
2023
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IOSCO C4 Virtual Conference on The Use of Technology in Securities Markets Enforcement, 21 September 2023
The IOSCO C4 Virtual Conference on The Use of Technology in Securities Markets Enforcement took place on 21 September 2023 (13:00 to 17:00 CEST). The conference was conducted in a virtual format.
The Enforcement Technology Conference is a flagship event established by the IOSCO C4 for securities enforcement, data analytics, and investigative technology professionals from IOSCO member authorities. It is C4’s initiative for raising members’ awareness of the importance of practical and intelligent application of technology to enforcement, and the current and emerging technological tools for combating securities fraud and misconduct. It is intended to inspire the incubation of ideas for developing investigative and enforcement technological tools as well as to foster knowledge-sharing among members about enforcement technology.
The conference featured presentations and case studies on four topics. These are:
- Rethinking Enforcement Approaches in a Digitized Securities Industry
- Case Study: Using Data Analytics and Advanced Technological Tools in Crypto Assets Investigations
- A machine learning approach to support decision in insider trading detection
- Open Source Intelligence (OSINT) - Tips and Tricks for Online Investigations
Click here for the presentation slides.
Click here to view the video recording.
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IOSCO Asia Pacific Hub Webinar on Retail Market Conduct: Drivers & Current Regulatory Approaches
In conjunction with the March 2023 publication of IOSCO’s Retail Market Conduct Task Force report, experts from diverse backgrounds, including academia, regulatory and the industry shared their insights on key topics such as risks faced by retail investors with the impact of new technologies, the influence of gamification and the evolving role of AI. It also discussed effective regulatory approaches in combating fraudulent activities.
Moderated by Gerard Fitzpatrick of Australian Securities and Investments Commission (ASIC) and Lead for IOSCO’s Retail Market Conduct Task Force, the 90-minute webinar featured distinguished speakers including Talis Putnins, Professor of Finance at the University of Technology Sydney and Chief Scientist at the Digital Finance Co-operative Research Centre; Miles Larbey, Head of Financial Consumer Protection, Directorate for Financial and Enterprise Affairs, OECD; and Angelina Kwan, Chief Executive Officer, Stratford Finance Limited, Hong Kong.
The webinar is now available for viewing at https://www.iosco.org.my/news-media/webcasts-podcasts
IOSCO C4 Virtual Conference on The Use of Technology in Securities Markets Enforcement, 21 September 2023
The IOSCO C4 Virtual Conference on The Use of Technology in Securities Markets Enforcement took place on 21 September 2023 (13:00 to 17:00 CEST). The conference was conducted in a virtual format.The Enforcement Technology Conference is a flagship event established by the IOSCO C4 for securities enforcement, data analytics, and investigative technology professionals from IOSCO member authorities. It is C4’s initiative for raising members’ awareness of the importance of practical and intelligent application of technology to enforcement, and the current and emerging technological tools for combating securities fraud and misconduct. It is intended to inspire the incubation of ideas for developing investigative and enforcement technological tools as well as to foster knowledge-sharing among members about enforcement technology.
The conference featured presentations and case studies on four topics. These are:
- Rethinking Enforcement Approaches in a Digitized Securities Industry
- Case Study: Using Data Analytics and Advanced Technological Tools in Crypto Assets Investigations
- A machine learning approach to support decision in insider trading detection
- Open Source Intelligence (OSINT) - Tips and Tricks for Online Investigations
Click here to view the video recording.
IOSCO Asia Pacific Hub Webinar on Retail Market Conduct: Drivers & Current Regulatory Approaches
In conjunction with the March 2023 publication of IOSCO’s Retail Market Conduct Task Force report, experts from diverse backgrounds, including academia, regulatory and the industry shared their insights on key topics such as risks faced by retail investors with the impact of new technologies, the influence of gamification and the evolving role of AI. It also discussed effective regulatory approaches in combating fraudulent activities.Moderated by Gerard Fitzpatrick of Australian Securities and Investments Commission (ASIC) and Lead for IOSCO’s Retail Market Conduct Task Force, the 90-minute webinar featured distinguished speakers including Talis Putnins, Professor of Finance at the University of Technology Sydney and Chief Scientist at the Digital Finance Co-operative Research Centre; Miles Larbey, Head of Financial Consumer Protection, Directorate for Financial and Enterprise Affairs, OECD; and Angelina Kwan, Chief Executive Officer, Stratford Finance Limited, Hong Kong.
The webinar is now available for viewing at https://www.iosco.org.my/news-media/webcasts-podcasts