27th Annual Conference of IOSCO - Istanbul , Turkey, May 2002

Public Documents

Tome 1

Opening Ceremony, 22 May

1. Welcoming Speech
   by Dr. Dogan Cansizlar, Chairman of the IOSCO Presidents’ Committee and Chairman of the Capital Markets Board of Turkey
   22 May 2002 - 7 pages
2. Speech
   by Professor Fernando Teixeira dos Santos, Chairman of the IOSCO Executive Committee and Chairman of the Comissão do Mercado de Valores Mobiliários of Portugal
   22 May 2002 - 4 pages
3. A Capital Markets Odyssey
   Speech by Mr. David A. Brown, Chairman of the IOSCO Technical Committee and Chairman of the Ontario Securities Commission of Canada
   22 May 2002 - 4 pages
4. Speech
   by Dr. Prasarn Trairatvorakul, Acting Chairman of the IOSCO Emerging Markets Committee and Secretary General of the Office of the Securities and Exchange Commission, Thailand
   22 May 2002 - 4 pages
5. Speech
   by Mr. Philippe Richard, Secretary General of the International Organization of Securities Commission (IOSCO)
   22 May 2002 - 3 pages

Plenary 1 - Regulation and Supervision in the Context of a Global Financial Environment, 22 May

6. Speech
   by Mr. Arthur W.H. Docters van Leeuwen, Chairman of the European Securities Regulators (CESR) and Chairman of the Netherlands Authority for the Financial Markets
   22 May 2002 - 7 pages
7. Global Bond Regulations - Sovereign Debt Restructuring Mechanisms and collective action clauses
   Presentation by Mr. Michael Buchanan, Executive Director and Senior International Economist of Goldman Sachs, United Kingdom
   22 May 2002 - 15 pages
8. Remarks
   by Mr. Andrew Sheng, Chairman of the Securities and Futures Commission of Hong Kong
   22 May 2002 - 6 pages
9. Speech
   by Mr. Robert Wilmouth, President and CEO of the National Futures Association of United States of America
   22 May 2002 - 9 pages

Plenary 2 - Misconduct across Jurisdictions - The Enforcement Challenge , 23 May

10. Speech
    by Mr. Michel Prada, Chairman of the Commission des Opérations de Bourse of France
    23 May 2002 - 7 pages
11. Practical Examples of the Value of Regulatory Cooperation
    Speech by Ms. Andrea M. Corcoran, Director of the Office of International Affairs of the Commodity Futures Trading Commission, United States of America
    23 May 2002 - 6 pages
12. Speech
    Mr. Patrick Stéphan, Executive Director for International Projects and General Counsel of Euronext, France
    23 May 2002 - 10 pages

Plenary 3 - Global Portfolio Investments - Opportunities and Barriers in Emerging Markets, 23 May

13. Speech
    by Mr. José Luis Osorio, President of the Comissão de Valores Mobiliários of Brazil
    23 May 2002 - 5 pages
14. Investing in Emerging Markets - The Macro Picture
    Presentation by Mr. Ricardo Barbieri, Director – Equity Research, Emerging Markets, Morgan Stanley Dean Witter, United Kingdom
    23 May 2002 - 15 pages
15. A look at Volatility
    Presentation by Mr. Afa Boran, Director - Emerging Market Research, Credit Suisse First Boston, United Kingdom
    23 May 2002 - 11 pages
16. Speech
    by Mr. Datuk Ali Abdul Kadir, Chairman of the Securities Commission of Malaysia
    23 May 2002 - 12 pages
17. Speech
    by Dr. Zhou Xiaochuan, Chairman of the China Securities Regulatory Commission
    23 May 2002 - 6 pages

Plenary 4 - Securities Analysts, 23 May

18. Restrictions and Disclosure Requirements Regarding Firms’ and Analysts' Conflicts of Interest
    Speech by Mr. Edward A. Kwalwasser, Group Executive Vice President – Regulation, New York Stock Exchange, United States of America
    23 May 2002 - 6 pages
19. London Stock Exchange - An Independent View
    Presentation by Mr. Adam Kinsley, London Stock Exchange, United Kingdom
    23 May 2002 - 11 pages
20. Research Analysts and Conflicts of Interest
    Presentation by Mr. Ralph L. Pellecchio, Managing Director of Morgan Stanley, United States of America
    23 May 2002 - 21 pages
21. Speech
    by Luigi Spaventa, Chairman of the Commissione Nazionale per le Società e la Borsa of Italy
    23 May 2002 - 8 pages

Plenary 5 - Corporate Governance, 24 May

22. The Role of Financial Reporting and Auditing in good Corporate Governance
    Speech by Mr. Michael Groom, President and CEO of the Institute of Chartered Accountants in England and Wales, United Kingdom
    24 May 2002 - 8 pages
23. Corporate Governance and the Integrity of Financial Markets: some current challenges
    Remarks by Mr. Bill Witherell, Director for Financial, Fiscal and Enterprise Affairs, Organisation for Economic Co-operation and Development (OECD), France
    24 May 2002 - 7 pages
24. Globalisation and Corporate Governance
    Presentation by Mr. Eddy Wymeersch, Chairman of the Banking and Finance Commission and Professor of the University of Gent, Belgium
    24 May 2002 - 15 pages

Tome 2

IOSCO

25. IOSCO Multilateral MOU
    Report from the International Organization of Securities Commissions, Istanbul
    May 2002 - 19 pages
26. The Development of Corporate Bond Markets in Emerging Market Countries
    Report from the Emerging Markets Committee of the International Organization of Securities Commissions, Istanbul
    May 2002 - 120 pages
27. Sound Practices for the Management of Liquidity Risk at Securities Firms
    Report from the Technical Committee of the International Organization of Securities Commissions, Istanbul
    May 2002 - 50 pages
28. Collective Investment Schemes as Shareholders: Responsibilities and Disclosure
    Report from the Technical Committee of the International Organization of Securities Commissions, Istanbul
    May 2002 - 15 pages
29. Performance Presentation for Collective Investment Schemes
    Report from the Technical Committee of the International Organization of Securities Commissions, Istanbul
    May 2002 - 32 pages
30. Investor Disclosure and Informed Decisions: Use of Simplified Prospectuses by Collective Investment Schemes
    Report from the Technical Committee of the International Organization of Securities Commissions, Istanbul
    May 2002 - 10 pages

Closing Session of the Conference

31. Final Communiqué of the XXVIIth Annual Conference of the International Organization of Securities Commissions (IOSCO)
    Istanbul
    24 May 2002 - 10 pages