Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 1 to 20 of 7789 result

Company Regulator Jurisdiction Date
idolFX Financial Conduct Authority United Kingdom 10 Jul 2024
BLACK HEINZ BUSINESS ASSOCIATES Financial Conduct Authority United Kingdom 10 Jul 2024
Optimum Market Pips Financial Conduct Authority United Kingdom 09 Jul 2024
EMERGE CORPORATE PARTNERS LLP Financial Conduct Authority United Kingdom 09 Jul 2024
cg-fixedincome.com (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 09 Jul 2024
West Hill Capital / westhillcapital.pro (Clone of FCA Authorised Appointed Representative) Financial Conduct Authority United Kingdom 09 Jul 2024
GLADSTONE CAPITAL GROUP Financial Conduct Authority United Kingdom 08 Jul 2024
https://toptiercapital.pro Hellenic Capital Market Commission Greece 08 Jul 2024
HELLENIC AEDOEE" Hellenic Capital Market Commission Greece 08 Jul 2024
Market Capital Option Financial Conduct Authority United Kingdom 08 Jul 2024
CORBIT GLOBAL FLIPS Financial Conduct Authority United Kingdom 08 Jul 2024
https://nard.hk Securities and Futures Commission Hong Kong 08 Jul 2024
WWW.TROPYVERSE.COM Comisión Nacional del Mercado de Valores Spain 05 Jul 2024
https://equiti-global-markets.com Comisión Nacional del Mercado de Valores Spain 05 Jul 2024
https://gilliatfinancialsolutions.com Comisión Nacional del Mercado de Valores Spain 05 Jul 2024
https://bsetrade.com Comisión Nacional del Mercado de Valores Spain 05 Jul 2024
https://portal.mic-market.com Comisión Nacional del Mercado de Valores Spain 05 Jul 2024
Marketverse Financial Conduct Authority United Kingdom 05 Jul 2024
MEGATRADINGSFX Financial Conduct Authority United Kingdom 05 Jul 2024
SKYLINK GLOBAL MARKETS Financial Conduct Authority United Kingdom 05 Jul 2024