Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 1 to 20 of 7591 results

Company Regulator Jurisdiction Date
www.finassetrust-ag.com / https://fatrust.com/ / https://www.sfam-trust.ch/ Swiss Financial Market Supervisory Authority Switzerland 29 Nov 2024
www.rubelliuscap.com / www.rubellius-cap.com Swiss Financial Market Supervisory Authority Switzerland 29 Nov 2024
westernloanltd.org (clone of FCA authorised firm) Financial Conduct Authority United Kingdom 29 Nov 2024
ACTIVE FINANCE Financial Conduct Authority United Kingdom 29 Nov 2024
FAST MONEY FINANCE / FASTMONEYFINANCE Financial Conduct Authority United Kingdom 29 Nov 2024
metagenfx.co.uk Financial Conduct Authority United Kingdom 29 Nov 2024
FUNDSWELL LIMITED Financial Conduct Authority United Kingdom 29 Nov 2024
ONLINEMARKETEXCHANGE Financial Conduct Authority United Kingdom 29 Nov 2024
CRESTMINE Financial Conduct Authority United Kingdom 29 Nov 2024
PINNACLE TRADES Financial Conduct Authority United Kingdom 29 Nov 2024
KLINE-MATHIS ASSET MANAGEMENT LLP Financial Conduct Authority United Kingdom 28 Nov 2024
Gradian LTD Financial Services Agency Japan 28 Nov 2024
MEX Global Markets Pte Ltd Financial Services Agency Japan 28 Nov 2024
Net Financial Services Agency Japan 28 Nov 2024
株式会社Advance (The name of the service provider (English translation) is “Advance Co., Ltd.”.) Financial Services Agency Japan 28 Nov 2024
MINERS SM GLOBAL Financial Conduct Authority United Kingdom 28 Nov 2024
www.apluscapital.ag Swiss Financial Market Supervisory Authority Switzerland 28 Nov 2024
Wealth Trade Capital Swiss Financial Market Supervisory Authority Switzerland 28 Nov 2024
satoshi swiss Crypto Asset Management Group Swiss Financial Market Supervisory Authority Switzerland 28 Nov 2024
Salvisberg Asset Management / SH Asset Management AG Swiss Financial Market Supervisory Authority Switzerland 28 Nov 2024