Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 1 to 20 of 7807 result

Company Regulator Jurisdiction Date
Americanfxtrading Financial Conduct Authority United Kingdom 19 Jul 2024
VIE FINANCE AEPEY Hellenic Capital Market Commission Greece 19 Jul 2024
Trojan Markets Autorité des marchés financiers Quebec 18 Jul 2024
Cexbit-vips British Columbia Securities Commission British Columbia 18 Jul 2024
Reltex Group British Columbia Securities Commission British Columbia 18 Jul 2024
NDAXinvestments (no relation to NDAX Canada Inc. operating as NDAX) British Columbia Securities Commission British Columbia 18 Jul 2024
Future Wealth FX British Columbia Securities Commission British Columbia 18 Jul 2024
OroCa Lab British Columbia Securities Commission British Columbia 18 Jul 2024
X-Bingx British Columbia Securities Commission British Columbia 18 Jul 2024
Nasdaqall (no relation to Nasdaq) British Columbia Securities Commission British Columbia 18 Jul 2024
XEcoin British Columbia Securities Commission British Columbia 18 Jul 2024
CGWISE British Columbia Securities Commission British Columbia 18 Jul 2024
Alliance Reserve British Columbia Securities Commission British Columbia 18 Jul 2024
Bit-Assets British Columbia Securities Commission British Columbia 18 Jul 2024
Bitmex-Crypro (no relation to BitMEX) British Columbia Securities Commission British Columbia 18 Jul 2024
Milk Candy Inc. (Doex.com) British Columbia Securities Commission British Columbia 18 Jul 2024
Arbi Trust Capital British Columbia Securities Commission British Columbia 18 Jul 2024
ELITE ASSETS FUND Financial Conduct Authority United Kingdom 18 Jul 2024
SMARTMARKETS.CC Financial Conduct Authority United Kingdom 18 Jul 2024
Apexglobalwealth Financial Conduct Authority United Kingdom 18 Jul 2024