Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 1 to 20 of 6092 result

Company Regulator Jurisdiction Date
Safe Trust SNC Swiss Financial Market Supervisory Authority Switzerland 14 Jun 2024
SAFEMININGTEC Financial Conduct Authority United Kingdom 14 Jun 2024
PERGTRADE Financial Conduct Authority United Kingdom 14 Jun 2024
C-invest Limited Financial Conduct Authority United Kingdom 14 Jun 2024
KING COINS Financial Conduct Authority United Kingdom 14 Jun 2024
CAPITALMGM Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
HTTPS://SMART-LIMITED-GROUP.COM Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
AIFMD Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
https://assetivax.com Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
https://www.tradingero.es Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
https://protrade24.net Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
https://www.globefx.io Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
https://fame-traders.com Comisión Nacional del Mercado de Valores Spain 14 Jun 2024
VIRTUAL ASSET VENTURES Financial Conduct Authority United Kingdom 14 Jun 2024
FUNDMINERSFX Financial Conduct Authority United Kingdom 14 Jun 2024
FXST TOKEN Financial Conduct Authority United Kingdom 14 Jun 2024
WEALTH WISE WAY FINDER Financial Conduct Authority United Kingdom 14 Jun 2024
CRYPTOROID Financial Conduct Authority United Kingdom 14 Jun 2024
Bitcoin Bank - Unlicenced Entity Malta Financial Services Authority Malta 14 Jun 2024
SFCap - Clone Malta Financial Services Authority Malta 14 Jun 2024