Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 21 to 40 of 6092 result

Company Regulator Jurisdiction Date
Canadian Capital Markets Alberta Securities Commission Alberta 13 Jun 2024
CGWise Alberta Securities Commission Alberta 13 Jun 2024
CRYPTO HASH / cryptohash.ltd Financial Conduct Authority United Kingdom 13 Jun 2024
EricoTrades Financial Conduct Authority United Kingdom 13 Jun 2024
mega-capitals.org Financial Conduct Authority United Kingdom 13 Jun 2024
Usurpation of the identity of certain banks by fraudsters Financial Services and Markets Authority Belgium 13 Jun 2024
DYNAMIC INCOME Financial Conduct Authority United Kingdom 13 Jun 2024
Vasttradeoption Financial Markets Authority New Zealand 12 Jun 2024
Reliant Assets Financial Markets Authority New Zealand 12 Jun 2024
Askotrade Autorité des marchés financiers Quebec 12 Jun 2024
Quadra Pro Autorité des marchés financiers Quebec 12 Jun 2024
Azura Capital Autorité des marchés financiers Quebec 12 Jun 2024
LumineTrade Autorité des marchés financiers Quebec 12 Jun 2024
IC24Market Autorité des marchés financiers Quebec 12 Jun 2024
Ovalefxcryptomarkets Financial Conduct Authority United Kingdom 12 Jun 2024
LITEBASE MINNERS Financial Conduct Authority United Kingdom 12 Jun 2024
POLKADOT SCHEME INC Financial Conduct Authority United Kingdom 12 Jun 2024
FIDELITE Financial Conduct Authority United Kingdom 12 Jun 2024
HELIX Financial Conduct Authority United Kingdom 12 Jun 2024
FOREX MANAGED ACCOUNTS / FXMAC Financial Conduct Authority United Kingdom 12 Jun 2024